Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Mark Ohlson | 5137516 | 10 | 03/31/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Mark Ohlson | 5137516 | 10 | 03/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Mark Ohlson | 5137516 | 10 | 03/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vannaseng Bobby Inthaly | 4832947 | 4 | 02/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ki M Chung | 5968517 | 3 | 11/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin James McCuen | 6429808 | 1 | 09/16/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vannaseng Bobby Inthaly | 4832947 | 4 | 03/26/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Jamal Sweiss | 2831674 | 1 | 03/06/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Iver Kelley | 1326594 | 2 | 01/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Paul Vogel | 5365751 | 1 | 01/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |