Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tiffany Renee Haggard | 5709357 | 1 | 01/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Kenneth Mulyk | 4449275 | 1 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Calin Marchis | 4910811 | 1 | 06/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Mark Ohlson | 5137516 | 9 | 03/31/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Mark Ohlson | 5137516 | 9 | 03/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vannaseng Bobby Inthaly | 4832947 | 4 | 02/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ki M Chung | 5968517 | 3 | 11/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin James McCuen | 6429808 | 1 | 09/16/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James W Fogal | 4818794 | 3 | 06/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James W Fogal | 4818794 | 3 | 03/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |