Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trudee Wynn | 7335320 | 1 | 08/01/2008 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Trupia | 4962106 | 1 | 07/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Joseph Marriott | 2226655 | 1 | 03/30/2006 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Richard John Mohawk | 4425761 | 6 | 01/20/2006 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Megan M Gerard | 5958058 | 1 | 01/09/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly Nicole Clark | 4074730 | 1 | 09/06/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Derek John Peltier | 5894133 | 3 | 07/11/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek John Peltier | 5894133 | 3 | 02/10/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Paul Blankenship | 1996556 | 1 | 10/29/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marvin Joseph Gerdes | 3174938 | 1 | 10/14/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |