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FINRA Broker Disclosures for Country Capital Management Company

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Country Capital Management Company. Search or filter the database to find more about a specific broker.

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Displaying 111-120 out of 175 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kory Paul Schmidt4869114107/02/2010Judgment / Lien$0.00$0.00See FINRA Report
Breanna Craig5089893101/20/2010Employment Separation After Allegations$0.00$0.00See FINRA Report
Dominic John Escamilla5396917209/30/2009Judgment / Lien$0.00$0.00See FINRA Report
Dominic John Escamilla5396917206/26/2009Judgment / Lien$0.00$0.00See FINRA Report
Kristen L Guerra7843997106/06/2009CriminalFinal Disposition$0.00$0.00See FINRA Report
Jimmy Wayne Holderfield5643033502/04/2009Judgment / Lien$0.00$0.00See FINRA Report
Gwendolyn Ginell Shaw5089440102/03/2009Employment Separation After Allegations$0.00$0.00See FINRA Report
John Brian Dollins2670739201/08/2009Judgment / Lien$0.00$0.00See FINRA Report
Ryan Joseph Mizgate6301917111/27/2008CriminalFinal Disposition$0.00$0.00See FINRA Report
Jimmy Wayne Holderfield5643033509/16/2008Judgment / Lien$0.00$0.00See FINRA Report

175 Results

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