Our Staff has compiled our research into a database of FINRA Broker Disclosures for Conning Investment Products, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ankit Patel | 7581985 | 1 | 04/10/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Andrew Dudzik | 1022773 | 3 | 03/30/2001 | Customer Dispute | Denied | $45,063.00 | $0.00 | See FINRA Report |
| John Andrew Dudzik | 1022773 | 3 | 02/15/2000 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| John Andrew Dudzik | 1022773 | 3 | 01/01/1991 | Customer Dispute | Award / Judgment | $1,000,000.00 | $40,000.00 | See FINRA Report |