Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Thomas Hogan | 3194646 | 8 | 01/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dawn Elizabeth Kiesow Potts | 2629627 | 1 | 01/08/2009 | Customer Dispute | Denied | $66,121.10 | $0.00 | See FINRA Report |
| Mark Andrew Giesting | 4590149 | 1 | 12/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Brant Bertoli | 1566759 | 2 | 11/04/2008 | Customer Dispute | Withdrawn | $7,833.20 | $0.00 | See FINRA Report |
| Paul Mehno | 2876559 | 1 | 09/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Thomas Hogan | 3194646 | 8 | 04/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marah Fineberg-Kuck | 4572003 | 3 | 04/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Britt | 2193989 | 1 | 02/08/2008 | Customer Dispute | Denied | $8,560.00 | $0.00 | See FINRA Report |
| Joseph Francis Curtin | 4015134 | 1 | 01/30/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Thomas Andrew Bryant | 2877075 | 1 | 12/01/2007 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |