Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew John Evans | 4779446 | 2 | 03/31/2010 | Customer Dispute | Denied | $91,739.70 | $0.00 | See FINRA Report |
| Michael James Del Re | 64761 | 1 | 02/09/2010 | Customer Dispute | Settled | $208,964.00 | $0.00 | See FINRA Report |
| Mark Thomas Hogan | 3194646 | 8 | 01/29/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tim David Hakes | 2399374 | 4 | 01/28/2010 | Customer Dispute | Settled | $57,448.00 | $0.00 | See FINRA Report |
| Jeffrey D Smith | 4624552 | 2 | 11/09/2009 | Customer Dispute | Settled | $11,250.00 | $0.00 | See FINRA Report |
| Bryan Eric Schuenemann | 4634242 | 2 | 10/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Matthew Brown | 4818562 | 1 | 08/07/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marah Fineberg-Kuck | 4572003 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew John Evans | 4779446 | 2 | 05/29/2009 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Hogan | 3194646 | 8 | 02/04/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |