Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Allen Redders | 3119301 | 1 | 09/15/2015 | Customer Dispute | Settled | $990,000.00 | $0.00 | See FINRA Report |
| Joseph Rocco Carpenito | 6228129 | 1 | 02/02/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Samuel Mehne | 4558084 | 1 | 01/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Garth James Lurvey | 4729301 | 4 | 03/18/2014 | Customer Dispute | Settled | $12,156.40 | $0.00 | See FINRA Report |
| Jason Robert Odette | 2691630 | 2 | 11/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Robert Odette | 2691630 | 2 | 10/11/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leonard Richard Simpson | 1755726 | 1 | 09/09/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melissa B Reaktenwalt | 5273962 | 1 | 05/12/2013 | Customer Dispute | Settled | $6,872.00 | $0.00 | See FINRA Report |
| Marah Fineberg-Kuck | 4572003 | 3 | 09/27/2012 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Hogan | 3194646 | 8 | 08/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |