Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Benjiman Carreras | 1815164 | 1 | 09/30/2016 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Ronald Lawrence Myers | 2719227 | 1 | 09/20/2016 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Leanne Ozaine Smith | 5078833 | 1 | 09/08/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Paul Danko | 2899544 | 1 | 08/16/2016 | Customer Dispute | Denied | $9,971.71 | $0.00 | See FINRA Report |
| Julie King Knotts | 7414209 | 1 | 03/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles A Lineberry | 4722022 | 1 | 02/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert J Drury | 7128756 | 1 | 12/07/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeane Silerio-Koots | 4773358 | 1 | 11/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clark Cary Armor | 6085388 | 1 | 09/21/2015 | Customer Dispute | Denied | $12,959.00 | $0.00 | See FINRA Report |
| Michael Joseph Sluhan | 3183641 | 1 | 09/15/2015 | Customer Dispute | Settled | $990,000.00 | $0.00 | See FINRA Report |