Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Christopher Nelson | 4596418 | 1 | 12/04/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jeffrey A Lahr | 4751717 | 1 | 12/04/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Leah Anne Brooks | 5587158 | 1 | 09/11/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Stephen Herman Wedel | 1221992 | 3 | 08/26/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Steven Ray Baumrucker | 4055316 | 2 | 08/06/2020 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Richard Alan Steiman | 4460244 | 3 | 05/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chase Randolph Crump | 5022650 | 1 | 03/19/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Shanley | 7129171 | 1 | 07/09/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Steiman | 4460244 | 3 | 04/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dave Allan Reed | 4897434 | 2 | 03/12/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |