Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Jordan Klein | 2549756 | 1 | 08/02/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Lambert Christensen | 3015594 | 2 | 11/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Ray Baumrucker | 4055316 | 2 | 05/16/2022 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Herman Wedel | 1221992 | 3 | 05/16/2022 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Edward Mitchell Marion | 5562377 | 1 | 12/08/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Joseph Vander Velde | 5493806 | 2 | 08/24/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| John David Rock | 6649818 | 1 | 04/30/2021 | Customer Dispute | Denied | $322,392.00 | $0.00 | See FINRA Report |
| Richard Alan Steiman | 4460244 | 3 | 04/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joe Don Hildebrand | 3106548 | 2 | 03/15/2021 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Robert James Yelenovsky | 5788999 | 1 | 01/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |