Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Vincent Frieda | 1079763 | 1 | 11/20/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Bradley Cecil | 1773151 | 1 | 07/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott James Colangelo | 2699803 | 2 | 04/03/2000 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Harris Todd Doobrow | 3175543 | 1 | 11/23/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Edward Kalinowski | 1666634 | 1 | 09/07/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Jackson Williams | 1587198 | 1 | 03/18/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Vander Velde | 5493806 | 2 | 04/16/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Ryan McNeil | 6724162 | 1 | 07/20/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Sylvere Richard | 2602752 | 1 | 11/18/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Lambert Christensen | 3015594 | 2 | 05/28/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |