Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Samir Chunilal Thakkar | 1839047 | 2 | 03/10/2004 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
Samir Chunilal Thakkar | 1839047 | 2 | 03/02/2004 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Bryan Eric Schuenemann | 4634242 | 2 | 02/20/2004 | Customer Dispute | Settled | $7,471.43 | $0.00 | See FINRA Report |
Joe Don Hildebrand | 3106548 | 2 | 07/02/2003 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
Thomas Way Bayley | 1833753 | 3 | 08/19/2002 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
Daniel Anthony Cesta | 2763334 | 1 | 08/27/2001 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
Deborah Dutton Baldini | 862603 | 1 | 07/13/2001 | Customer Dispute | Settled | $701,000.00 | $0.00 | See FINRA Report |
Scott James Colangelo | 2699803 | 2 | 04/03/2000 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |