Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Del Re | 64761 | 1 | 02/09/2010 | Customer Dispute | Settled | $208,964.00 | $0.00 | See FINRA Report |
| Tim David Hakes | 2399374 | 4 | 01/28/2010 | Customer Dispute | Settled | $57,448.00 | $0.00 | See FINRA Report |
| Jeffrey D Smith | 4624552 | 2 | 11/09/2009 | Customer Dispute | Settled | $11,250.00 | $0.00 | See FINRA Report |
| Marah Fineberg-Kuck | 4572003 | 3 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew John Evans | 4779446 | 2 | 05/29/2009 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Giesting | 4590149 | 1 | 12/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Mehno | 2876559 | 1 | 09/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Andrew Bryant | 2877075 | 1 | 12/01/2007 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |
| Scott James Colangelo | 2699803 | 2 | 04/28/2004 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Monish Verma | 2552057 | 1 | 04/08/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |