Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Herman Wedel | 1221992 | 3 | 08/26/2020 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Steven Ray Baumrucker | 4055316 | 2 | 08/06/2020 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Chase Randolph Crump | 5022650 | 1 | 03/19/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Benjiman Carreras | 1815164 | 1 | 09/30/2016 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Sluhan | 3183641 | 1 | 09/15/2015 | Customer Dispute | Settled | $990,000.00 | $0.00 | See FINRA Report |
| Brian Allen Redders | 3119301 | 1 | 09/15/2015 | Customer Dispute | Settled | $990,000.00 | $0.00 | See FINRA Report |
| Garth James Lurvey | 4729301 | 4 | 03/18/2014 | Customer Dispute | Settled | $12,156.40 | $0.00 | See FINRA Report |
| Melissa B Reaktenwalt | 5273962 | 1 | 05/12/2013 | Customer Dispute | Settled | $6,872.00 | $0.00 | See FINRA Report |
| Dave Allan Reed | 4897434 | 2 | 02/01/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Karin Lynn Tyson | 2595734 | 2 | 03/07/2011 | Customer Dispute | Settled | $6,870,000.00 | $0.00 | See FINRA Report |