Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Joseph Spaeth | 2495182 | 1 | 12/03/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Jacob Purcell | 4128467 | 1 | 02/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ned Martin Burns | 2479076 | 1 | 12/19/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Duncan | 1885913 | 1 | 11/20/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas William Sepull | 2295928 | 1 | 08/11/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Brant Bertoli | 1566759 | 2 | 11/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Lee Chancellor | 3258943 | 1 | 01/07/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Curley | 3259110 | 1 | 01/08/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |