Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Way Bayley | 1833753 | 3 | 12/30/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Bradley Cecil | 1773151 | 1 | 07/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Daniel James Rentmeester | 1009557 | 2 | 08/31/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |