Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel James Rentmeester | 1009557 | 2 | 06/01/2004 | Customer Dispute | Denied | $7,800.00 | $0.00 | See FINRA Report |
| Chad Ryan Ewing | 2642853 | 1 | 11/28/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Howard James Buck | 1541938 | 2 | 03/12/2003 | Customer Dispute | Denied | $87,000.00 | $0.00 | See FINRA Report |
| Tim David Hakes | 2399374 | 4 | 01/06/2003 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Kent Joseph Martinson | 2184438 | 1 | 12/06/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Sammy Joseph Kudmani | 2901860 | 1 | 10/15/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Tim David Hakes | 2399374 | 4 | 07/10/2002 | Customer Dispute | Denied | $64,832.00 | $0.00 | See FINRA Report |
| Michael Vincent Frieda | 1079763 | 1 | 11/20/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Edward Kalinowski | 1666634 | 1 | 09/07/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |