Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garth James Lurvey | 4729301 | 4 | 06/18/2010 | Customer Dispute | Denied | $5,849.00 | $0.00 | See FINRA Report |
| Andrew John Evans | 4779446 | 2 | 03/31/2010 | Customer Dispute | Denied | $91,739.70 | $0.00 | See FINRA Report |
| Bryan Eric Schuenemann | 4634242 | 2 | 10/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dawn Elizabeth Kiesow Potts | 2629627 | 1 | 01/08/2009 | Customer Dispute | Denied | $66,121.10 | $0.00 | See FINRA Report |
| Marah Fineberg-Kuck | 4572003 | 3 | 04/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Britt | 2193989 | 1 | 02/08/2008 | Customer Dispute | Denied | $8,560.00 | $0.00 | See FINRA Report |
| Joseph Francis Curtin | 4015134 | 1 | 01/30/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Brian Alan Ryals | 2406393 | 2 | 02/20/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Karin Lynn Tyson | 2595734 | 2 | 07/18/2005 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Brian Alan Ryals | 2406393 | 2 | 05/20/2005 | Customer Dispute | Denied | $5,870.04 | $0.00 | See FINRA Report |