Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tim David Hakes | 2399374 | 4 | 07/10/2002 | Customer Dispute | Denied | $64,832.00 | $0.00 | See FINRA Report |
| Daniel Anthony Cesta | 2763334 | 1 | 08/27/2001 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Deborah Dutton Baldini | 862603 | 1 | 07/13/2001 | Customer Dispute | Settled | $701,000.00 | $0.00 | See FINRA Report |
| Michael Vincent Frieda | 1079763 | 1 | 11/20/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott James Colangelo | 2699803 | 2 | 04/03/2000 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Anthony Edward Kalinowski | 1666634 | 1 | 09/07/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Jackson Williams | 1587198 | 1 | 03/18/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |