Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samir Chunilal Thakkar | 1839047 | 2 | 03/10/2004 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Samir Chunilal Thakkar | 1839047 | 2 | 03/02/2004 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Bryan Eric Schuenemann | 4634242 | 2 | 02/20/2004 | Customer Dispute | Settled | $7,471.43 | $0.00 | See FINRA Report |
| Chad Ryan Ewing | 2642853 | 1 | 11/28/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Joe Don Hildebrand | 3106548 | 2 | 07/02/2003 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Howard James Buck | 1541938 | 2 | 03/12/2003 | Customer Dispute | Denied | $87,000.00 | $0.00 | See FINRA Report |
| Tim David Hakes | 2399374 | 4 | 01/06/2003 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Kent Joseph Martinson | 2184438 | 1 | 12/06/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Sammy Joseph Kudmani | 2901860 | 1 | 10/15/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Thomas Way Bayley | 1833753 | 3 | 08/19/2002 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |