Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Alan Ryals | 2406393 | 2 | 02/20/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Joseph Robinson | 1472034 | 2 | 05/26/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Alan Burke | 1508259 | 1 | 05/22/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Karin Lynn Tyson | 2595734 | 2 | 07/18/2005 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Brian Alan Ryals | 2406393 | 2 | 05/20/2005 | Customer Dispute | Denied | $5,870.04 | $0.00 | See FINRA Report |
| Darren Scott Watson | 2665603 | 1 | 08/05/2004 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
| Bradley William Werner | 2329211 | 2 | 06/17/2004 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| Daniel James Rentmeester | 1009557 | 2 | 06/01/2004 | Customer Dispute | Denied | $7,800.00 | $0.00 | See FINRA Report |
| Scott James Colangelo | 2699803 | 2 | 04/28/2004 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Monish Verma | 2552057 | 1 | 04/08/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |