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FINRA Broker Disclosures for Private Client Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 41-50 out of 77 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Marah Fineberg-Kuck4572003306/09/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Andrew John Evans4779446205/29/2009Customer DisputeSettled$220,000.00$0.00See FINRA Report
Dawn Elizabeth Kiesow Potts2629627101/08/2009Customer DisputeDenied$66,121.10$0.00See FINRA Report
Mark Andrew Giesting4590149112/18/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Brant Bertoli1566759211/04/2008Customer DisputeWithdrawn$7,833.20$0.00See FINRA Report
Paul Mehno2876559109/30/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Marah Fineberg-Kuck4572003304/01/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas Joseph Britt2193989102/08/2008Customer DisputeDenied$8,560.00$0.00See FINRA Report
Joseph Francis Curtin4015134101/30/2008Customer DisputeDenied$6,000.00$0.00See FINRA Report
Thomas Andrew Bryant2877075112/01/2007Customer DisputeSettled$64,000.00$0.00See FINRA Report

77 Results

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