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FINRA Broker Disclosures for Private Client Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 77 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Dave Allan Reed4897434202/01/2012Customer DisputeSettled$5,000.00$0.00See FINRA Report
Karin Lynn Tyson2595734203/07/2011Customer DisputeSettled$6,870,000.00$0.00See FINRA Report
Garth James Lurvey4729301401/20/2011Customer DisputeDenied$5,554.92$0.00See FINRA Report
Jeffrey D Smith4624552208/09/2010Customer DisputeDenied$0.00$0.00See FINRA Report
Garth James Lurvey4729301406/18/2010Customer DisputeDenied$5,849.00$0.00See FINRA Report
Andrew John Evans4779446203/31/2010Customer DisputeDenied$91,739.70$0.00See FINRA Report
Michael James Del Re64761102/09/2010Customer DisputeSettled$208,964.00$0.00See FINRA Report
Tim David Hakes2399374401/28/2010Customer DisputeSettled$57,448.00$0.00See FINRA Report
Jeffrey D Smith4624552211/09/2009Customer DisputeSettled$11,250.00$0.00See FINRA Report
Bryan Eric Schuenemann4634242210/14/2009Customer DisputeDenied$0.00$0.00See FINRA Report

77 Results

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