Our Staff has compiled our research into a database of FINRA Broker Disclosures for Private Client Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Lawrence Myers | 2719227 | 1 | 09/20/2016 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| James Paul Danko | 2899544 | 1 | 08/16/2016 | Customer Dispute | Denied | $9,971.71 | $0.00 | See FINRA Report |
| Clark Cary Armor | 6085388 | 1 | 09/21/2015 | Customer Dispute | Denied | $12,959.00 | $0.00 | See FINRA Report |
| Michael Joseph Sluhan | 3183641 | 1 | 09/15/2015 | Customer Dispute | Settled | $990,000.00 | $0.00 | See FINRA Report |
| Brian Allen Redders | 3119301 | 1 | 09/15/2015 | Customer Dispute | Settled | $990,000.00 | $0.00 | See FINRA Report |
| Garth James Lurvey | 4729301 | 4 | 03/18/2014 | Customer Dispute | Settled | $12,156.40 | $0.00 | See FINRA Report |
| Leonard Richard Simpson | 1755726 | 1 | 09/09/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melissa B Reaktenwalt | 5273962 | 1 | 05/12/2013 | Customer Dispute | Settled | $6,872.00 | $0.00 | See FINRA Report |
| Marah Fineberg-Kuck | 4572003 | 3 | 09/27/2012 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Howard James Buck | 1541938 | 2 | 04/27/2012 | Customer Dispute | Denied | $23,700.00 | $0.00 | See FINRA Report |