Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chardan Capital Markets LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel James Smith | 708743 | 1 | 01/06/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald David Glickman | 874546 | 3 | 02/10/1999 | Customer Dispute | Award / Judgment | $350,000.00 | $401,544.00 | See FINRA Report |
| Ronald David Glickman | 874546 | 3 | 10/19/1992 | Customer Dispute | Award / Judgment | $152,000.00 | $70,000.00 | See FINRA Report |
| Ronald David Glickman | 874546 | 3 | 12/20/1991 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |