Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Michael Thompson | 1667257 | 4 | 03/16/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Craig Michael Thompson | 1667257 | 4 | 02/25/2011 | Customer Dispute | Settled | $675,000.00 | $0.00 | See FINRA Report |
| Craig Michael Thompson | 1667257 | 4 | 08/18/2010 | Customer Dispute | Settled | $2,111,130.00 | $0.00 | See FINRA Report |
| Craig Michael Thompson | 1667257 | 4 | 08/08/2010 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |