Our Staff has compiled our research into a database of FINRA Broker Disclosures for Obex Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Alan Fichtenbaum | 2169867 | 1 | 07/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Jay Katzenstein | 1209829 | 2 | 01/01/1986 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Randall Jay Katzenstein | 1209829 | 2 | 12/01/1984 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |