Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terrence Robert Fergen | 4725641 | 2 | 06/17/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Callis Barcomb | 1369573 | 6 | 06/15/2010 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Terrence Robert Fergen | 4725641 | 2 | 05/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Jon Pridey | 2136022 | 4 | 05/10/2010 | Customer Dispute | Award / Judgment | $550,000.00 | $100,000.00 | See FINRA Report |
| Jeffrey Jon Pridey | 2136022 | 4 | 04/15/2010 | Customer Dispute | Settled | $487,000.00 | $0.00 | See FINRA Report |
| Jon Harris Mesmer | 2179965 | 1 | 04/14/2010 | Customer Dispute | Settled | $296,000.00 | $0.00 | See FINRA Report |
| Robert Wayne Bagby | 1936722 | 2 | 11/16/2009 | Customer Dispute | Settled | $2,984,580.00 | $0.00 | See FINRA Report |
| Robert Boris Hardcastle | 1101791 | 11 | 07/20/2009 | Customer Dispute | Settled | $8,220.00 | $0.00 | See FINRA Report |
| Scott Michael Brannan | 4553880 | 2 | 10/10/2008 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Scott Callis Barcomb | 1369573 | 6 | 03/10/2008 | Customer Dispute | Settled | $10,242.00 | $0.00 | See FINRA Report |