Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Jon Pridey | 2136022 | 4 | 04/27/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louis Patrick Danna | 1209052 | 1 | 04/05/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Utterback | 4793105 | 1 | 11/07/2011 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Deborah Anne Hanson | 4649028 | 1 | 10/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Todd Pyne | 2580510 | 8 | 05/12/2011 | Customer Dispute | Closed-No Action | $9,093.80 | $0.00 | See FINRA Report |
| Lois E Gough Lopez | 3090515 | 2 | 03/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tj Iwan Setro | 1428815 | 2 | 03/03/2011 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Charles Thomas Cammack | 2143498 | 3 | 12/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Bagby | 1936722 | 2 | 09/02/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Scott Callis Barcomb | 1369573 | 6 | 08/03/2010 | Customer Dispute | Settled | $116,657.00 | $0.00 | See FINRA Report |