Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tj Iwan Setro | 1428815 | 2 | 04/04/2003 | Customer Dispute | Denied | $87,000.00 | $0.00 | See FINRA Report |
| Michael Howard Samuels | 1041618 | 1 | 02/24/2003 | Customer Dispute | Settled | $663,000.00 | $0.00 | See FINRA Report |
| William Charles Sines | 2190586 | 6 | 12/23/2002 | Customer Dispute | Settled | $48,152.60 | $0.00 | See FINRA Report |
| Gregory Joseph Schulte | 2013712 | 3 | 08/12/2002 | Customer Dispute | Settled | $417,000.00 | $0.00 | See FINRA Report |
| Gregory Joseph Schulte | 2013712 | 3 | 10/31/2001 | Customer Dispute | Settled | $11,462.30 | $0.00 | See FINRA Report |
| Sean Joseph McGhee | 1511563 | 1 | 08/29/2000 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Berthel | 823289 | 3 | 07/08/2000 | Customer Dispute | Settled | $132,600.00 | $0.00 | See FINRA Report |
| Paul Gerard Hardin | 1856073 | 1 | 06/22/2000 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Steven Chiachan Lee | 2307532 | 1 | 03/07/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Williams | 1254361 | 2 | 02/14/2000 | Customer Dispute | Denied | $7,784.00 | $0.00 | See FINRA Report |