Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Kristian Schuyler | 3124549 | 1 | 02/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lois E Gough Lopez | 3090515 | 2 | 03/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry Glen Judd | 1919781 | 1 | 03/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |