Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Charles Sines | 2190586 | 6 | 12/31/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Charles Sines | 2190586 | 6 | 07/23/2019 | Customer Dispute | Closed-No Action | $38,651.90 | $0.00 | See FINRA Report |
| Jonathan Todd Pyne | 2580510 | 8 | 07/06/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ryan Paul Benning | 4205469 | 3 | 07/07/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ryan Paul Benning | 4205469 | 3 | 05/20/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jonathan Todd Pyne | 2580510 | 8 | 05/12/2011 | Customer Dispute | Closed-No Action | $9,093.80 | $0.00 | See FINRA Report |
| Scott Michael Brannan | 4553880 | 2 | 10/10/2008 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Louis Lorenzo Eastman | 1634071 | 1 | 09/11/2006 | Customer Dispute | Closed-No Action | $16,466.00 | $0.00 | See FINRA Report |
| Robert Boris Hardcastle | 1101791 | 11 | 03/24/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |