Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Jon Pridey | 2136022 | 4 | 05/10/2010 | Customer Dispute | Award / Judgment | $550,000.00 | $100,000.00 | See FINRA Report |
| Frank Charles Scarito | 1827344 | 2 | 08/26/2003 | Customer Dispute | Award / Judgment | $300,000.00 | $80,575.00 | See FINRA Report |
| Gregory Joseph Schulte | 2013712 | 3 | 04/06/1999 | Customer Dispute | Award / Judgment | $7,040.00 | $1,762.00 | See FINRA Report |