Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Robert Weinbauer | 2714070 | 4 | 07/02/2024 | Customer Dispute | Pending | $180,000.00 | $0.00 | See FINRA Report |
| Kevin Craig Koslofski | 3033810 | 1 | 07/02/2024 | Customer Dispute | Withdrawn | $180,000.00 | $0.00 | See FINRA Report |
| Farrukh Shazad Kazmi | 2855915 | 7 | 04/08/2024 | Customer Dispute | Pending | $230,000.00 | $0.00 | See FINRA Report |
| Jason Christopher Cook | 4349388 | 3 | 05/09/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shawn Kristian Schuyler | 3124549 | 1 | 02/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Sines | 2190586 | 6 | 01/05/2023 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Thomas Stokes | 1103601 | 2 | 11/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Meyer | 5262157 | 1 | 08/11/2022 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |
| Clifton Paul Higgs | 5492596 | 1 | 05/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Christopher Cook | 4349388 | 3 | 05/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |