Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Patrick Trease | 1298222 | 3 | 03/22/2023 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Patrick Trease | 1298222 | 3 | 03/22/2023 | Customer Dispute | Award / Judgment | $100,000.00 | $100,000.00 | See FINRA Report |
| Scott Patrick Trease | 1298222 | 3 | 04/28/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Howell Burton | 4496330 | 1 | 04/17/2014 | Customer Dispute | Pending | $176,316.00 | $0.00 | See FINRA Report |