Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ares Wealth Management Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Waters Stroker | 1154718 | 4 | 06/03/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Steven Waters Stroker | 1154718 | 4 | 03/12/2003 | Customer Dispute | Denied | $193,074.00 | $0.00 | See FINRA Report |
| Steven Waters Stroker | 1154718 | 4 | 03/12/2003 | Customer Dispute | Denied | $59,804.80 | $0.00 | See FINRA Report |
| Steven Waters Stroker | 1154718 | 4 | 03/12/2003 | Customer Dispute | Denied | $178,300.00 | $0.00 | See FINRA Report |