Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent Edward Bowman | 1244354 | 8 | 03/18/2023 | Customer Dispute | Denied | $5,596.00 | $0.00 | See FINRA Report |
| Kent Edward Bowman | 1244354 | 8 | 08/28/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kent Edward Bowman | 1244354 | 8 | 08/28/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Scott Hurley | 2259148 | 1 | 07/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kent Edward Bowman | 1244354 | 8 | 10/03/2006 | Customer Dispute | Denied | $33,957.00 | $0.00 | See FINRA Report |
| Kent Edward Bowman | 1244354 | 8 | 07/26/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kent Edward Bowman | 1244354 | 8 | 07/01/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kent Edward Bowman | 1244354 | 8 | 11/10/1998 | Customer Dispute | Settled | $21,777.00 | $0.00 | See FINRA Report |
| Kent Edward Bowman | 1244354 | 8 | 11/01/1990 | Customer Dispute | Award / Judgment | $125,000.00 | $36,837.50 | See FINRA Report |