Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Patrick Winkler | 1966712 | 1 | 11/07/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ira Mitchell Work | 1238412 | 1 | 12/02/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |