Our Staff has compiled our research into a database of FINRA Broker Disclosures for PTS Brokerage, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Prettyman | 5613767 | 6 | 05/03/2024 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Prettyman | 5613767 | 6 | 07/20/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Prettyman | 5613767 | 6 | 12/03/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Prettyman | 5613767 | 6 | 06/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Prettyman | 5613767 | 6 | 06/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesse Todd Kovacs | 5047161 | 6 | 08/26/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Todd Kovacs | 5047161 | 6 | 01/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesse Todd Kovacs | 5047161 | 6 | 05/31/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Prettyman | 5613767 | 6 | 05/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesse Todd Kovacs | 5047161 | 6 | 04/08/2019 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |