Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darin Albert Simonian | 2214836 | 1 | 03/03/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Scott Alan Plamondon | 2349053 | 2 | 06/29/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Brian Alexander Bengry | 4003547 | 2 | 05/14/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brian Alexander Bengry | 4003547 | 2 | 04/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Ramos | 1613649 | 4 | 10/25/2007 | Customer Dispute | Settled | $17,500,000.00 | $0.00 | See FINRA Report |
| Mark Demosthenes Generales | 854190 | 3 | 09/14/1987 | Customer Dispute | Settled | $57,918.50 | $0.00 | See FINRA Report |