Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Broderick Prendergast | 2516891 | 18 | 11/27/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 10/07/1993 | Customer Dispute | Settled | $89,138.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 04/15/1993 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Gardini | 1893107 | 2 | 07/07/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Mauskopf | 1685659 | 5 | 04/01/1992 | Customer Dispute | Settled | $74,858.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 10/15/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Mauskopf | 1685659 | 5 | 05/29/1991 | Customer Dispute | Settled | $58,295.10 | $0.00 | See FINRA Report |
| Michael Richard Mauskopf | 1685659 | 5 | 09/13/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Daniel Houghton | 1224746 | 3 | 08/01/1988 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Richard Daniel Houghton | 1224746 | 3 | 08/01/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |