Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ronald James Bateh | 869380 | 11 | 03/03/1999 | Customer Dispute | Settled | $675,000.00 | $0.00 | See FINRA Report |
Michael Richard Mauskopf | 1685659 | 5 | 08/21/1998 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
Lance Robert Cuoco | 2122447 | 4 | 05/11/1998 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
Gregg Richard Koch | 2660515 | 5 | 02/21/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Ronald James Bateh | 869380 | 11 | 05/06/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Broderick Prendergast | 2516891 | 18 | 10/23/1996 | Customer Dispute | Settled | $870,000.00 | $0.00 | See FINRA Report |
Gerald Michael Helton | 1583960 | 3 | 03/11/1996 | Customer Dispute | Settled | $189,257.00 | $0.00 | See FINRA Report |
Lance Robert Cuoco | 2122447 | 4 | 01/01/1996 | Customer Dispute | Award / Judgment | $5,000.00 | $4,000.00 | See FINRA Report |
Anthony Michael Gardini | 1893107 | 2 | 01/13/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Montelli | 1930904 | 3 | 12/02/1994 | Customer Dispute | Award / Judgment | $56,400.00 | $4,000.00 | See FINRA Report |