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FINRA Broker Disclosures for American Capital Partners, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 72 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ronald James Bateh8693801103/03/1999Customer DisputeSettled$675,000.00$0.00See FINRA Report
Michael Richard Mauskopf1685659508/21/1998Customer DisputeSettled$650,000.00$0.00See FINRA Report
Lance Robert Cuoco2122447405/11/1998Customer DisputeWithdrawn$500,000.00$0.00See FINRA Report
Gregg Richard Koch2660515502/21/1998Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Ronald James Bateh8693801105/06/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Broderick Prendergast25168911810/23/1996Customer DisputeSettled$870,000.00$0.00See FINRA Report
Gerald Michael Helton1583960303/11/1996Customer DisputeSettled$189,257.00$0.00See FINRA Report
Lance Robert Cuoco2122447401/01/1996Customer DisputeAward / Judgment$5,000.00$4,000.00See FINRA Report
Anthony Michael Gardini1893107201/13/1995RegulatoryFinal$0.00$0.00See FINRA Report
Michael Montelli1930904312/02/1994Customer DisputeAward / Judgment$56,400.00$4,000.00See FINRA Report

72 Results

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