Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald James Bateh | 869380 | 11 | 12/24/2001 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 07/11/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Richard Koch | 2660515 | 5 | 03/23/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Gordon Crow | 2664109 | 3 | 03/05/2001 | Customer Dispute | Award / Judgment | $315,000.00 | $62,000.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 05/23/2000 | Customer Dispute | Award / Judgment | $120,000.00 | $5,000.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 05/12/2000 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 04/26/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 03/31/2000 | Customer Dispute | Denied | $3,000.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 12/09/1999 | Customer Dispute | Settled | $502,419.00 | $0.00 | See FINRA Report |
| Gregg Richard Koch | 2660515 | 5 | 03/03/1999 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |