Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Takashi Mori | 2183690 | 1 | 07/21/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Broderick Prendergast | 2516891 | 18 | 03/17/2009 | Customer Dispute | Denied | $80,558.00 | $0.00 | See FINRA Report |
| Gregg Richard Koch | 2660515 | 5 | 10/06/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 04/25/2008 | Customer Dispute | Settled | $24,222.00 | $0.00 | See FINRA Report |
| Lance Robert Cuoco | 2122447 | 4 | 04/05/2007 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Timothy Vincent Longo | 3059691 | 2 | 03/30/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 03/14/2005 | Customer Dispute | Settled | $41,761.00 | $0.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 02/18/2005 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| Thomas Cullen Judge | 2730426 | 1 | 01/01/2005 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Frank Palumbo | 2165975 | 2 | 09/23/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |