Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald James Bateh | 869380 | 11 | 01/31/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald James Bateh | 869380 | 11 | 03/23/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 12/12/2011 | Customer Dispute | Settled | $495,191.00 | $0.00 | See FINRA Report |
| Robert G Dahroug | 4249741 | 2 | 08/29/2011 | Customer Dispute | Denied | $5,553.71 | $0.00 | See FINRA Report |
| Michael Gordon Crow | 2664109 | 3 | 08/19/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Broderick Prendergast | 2516891 | 18 | 03/04/2011 | Customer Dispute | Settled | $630,000.00 | $0.00 | See FINRA Report |
| Michael Gordon Crow | 2664109 | 3 | 09/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Broderick Prendergast | 2516891 | 18 | 06/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Broderick Prendergast | 2516891 | 18 | 01/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregg Richard Koch | 2660515 | 5 | 10/02/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |