Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Richard Mauskopf | 1685659 | 5 | 08/21/1998 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
Ronald James Bateh | 869380 | 11 | 05/06/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Broderick Prendergast | 2516891 | 18 | 10/23/1996 | Customer Dispute | Settled | $870,000.00 | $0.00 | See FINRA Report |
Gerald Michael Helton | 1583960 | 3 | 03/11/1996 | Customer Dispute | Settled | $189,257.00 | $0.00 | See FINRA Report |
Ronald James Bateh | 869380 | 11 | 10/07/1993 | Customer Dispute | Settled | $89,138.00 | $0.00 | See FINRA Report |
Ronald James Bateh | 869380 | 11 | 04/15/1993 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
Michael Richard Mauskopf | 1685659 | 5 | 04/01/1992 | Customer Dispute | Settled | $74,858.00 | $0.00 | See FINRA Report |
Ronald James Bateh | 869380 | 11 | 10/15/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Richard Mauskopf | 1685659 | 5 | 05/29/1991 | Customer Dispute | Settled | $58,295.10 | $0.00 | See FINRA Report |
Michael Richard Mauskopf | 1685659 | 5 | 09/13/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |