Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Michael Helton | 1583960 | 3 | 09/02/2003 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Richard Daniel Houghton | 1224746 | 3 | 10/30/2002 | Customer Dispute | Settled | $970,437.00 | $0.00 | See FINRA Report |
| Frank Palumbo | 2165975 | 2 | 10/16/2002 | Customer Dispute | Settled | $78,427.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 08/23/2002 | Customer Dispute | Settled | $705,678.00 | $0.00 | See FINRA Report |
| Lance Robert Cuoco | 2122447 | 4 | 07/09/2002 | Customer Dispute | Settled | $59,940.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 12/24/2001 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Gregg Richard Koch | 2660515 | 5 | 03/23/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 12/09/1999 | Customer Dispute | Settled | $502,419.00 | $0.00 | See FINRA Report |
| Gregg Richard Koch | 2660515 | 5 | 03/03/1999 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 03/03/1999 | Customer Dispute | Settled | $675,000.00 | $0.00 | See FINRA Report |