Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Broderick Prendergast | 2516891 | 18 | 04/26/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 03/31/2000 | Customer Dispute | Denied | $3,000.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 12/09/1999 | Customer Dispute | Settled | $502,419.00 | $0.00 | See FINRA Report |
| Gregg Richard Koch | 2660515 | 5 | 03/03/1999 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 03/03/1999 | Customer Dispute | Settled | $675,000.00 | $0.00 | See FINRA Report |
| Michael Richard Mauskopf | 1685659 | 5 | 08/21/1998 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Lance Robert Cuoco | 2122447 | 4 | 05/11/1998 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Gregg Richard Koch | 2660515 | 5 | 02/21/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 05/06/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 10/23/1996 | Customer Dispute | Settled | $870,000.00 | $0.00 | See FINRA Report |