Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Palumbo | 2165975 | 2 | 10/16/2002 | Customer Dispute | Settled | $78,427.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 08/23/2002 | Customer Dispute | Settled | $705,678.00 | $0.00 | See FINRA Report |
| Lance Robert Cuoco | 2122447 | 4 | 07/09/2002 | Customer Dispute | Settled | $59,940.00 | $0.00 | See FINRA Report |
| Jason Luke Zahtila | 4009691 | 2 | 05/15/2002 | Customer Dispute | Award / Judgment | $4,200.00 | $4,200.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 04/05/2002 | Customer Dispute | Pending | $11,000.00 | $0.00 | See FINRA Report |
| Ronald James Bateh | 869380 | 11 | 12/24/2001 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Gregg Richard Koch | 2660515 | 5 | 03/23/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Gordon Crow | 2664109 | 3 | 03/05/2001 | Customer Dispute | Award / Judgment | $315,000.00 | $62,000.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 05/23/2000 | Customer Dispute | Award / Judgment | $120,000.00 | $5,000.00 | See FINRA Report |
| Michael Broderick Prendergast | 2516891 | 18 | 05/12/2000 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |