Our Staff has compiled our research into a database of FINRA Broker Disclosures for Laidlaw & Company (Uk) Ltd.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Chia-How Chang | 4049732 | 5 | 08/19/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard G Michalski | 4588706 | 3 | 12/12/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Murray | 5034449 | 2 | 12/12/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard G Michalski | 4588706 | 3 | 11/20/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Murray | 5034449 | 2 | 11/20/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alex Shtaynberger | 2077298 | 2 | 04/28/2023 | Customer Dispute | Award / Judgment | $0.00 | $57,375.40 | See FINRA Report |
| Matthew D Eitner | 3267261 | 1 | 04/28/2023 | Customer Dispute | Award / Judgment | $0.00 | $57,375.40 | See FINRA Report |
| James Ahern | 4656189 | 2 | 04/28/2023 | Customer Dispute | Award / Judgment | $0.00 | $57,375.40 | See FINRA Report |
| John Warren Coolong | 5924271 | 2 | 04/28/2023 | Customer Dispute | Award / Judgment | $0.00 | $57,375.40 | See FINRA Report |
| Todd Anthony Cirella | 2396336 | 4 | 01/31/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |